3: Initial statement of beneficial ownership of securities
Published on August 1, 2019
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Eight Corp Ltd C/O CROWE MORGAN 8 ST. GEORGE'S STREET DOUGLAS, Y8 IM1 1AH |
X | |||
Cotterford Co Ltd C/O CROWE MORGAN, 8 ST. GEORGE'S DOUGLAS, Y8 IM1 1AH |
X |
Signatures
/s/ Amy Slee, Director of Eight Corporation Limited | 07/30/2019 | |
**Signature of Reporting Person | Date | |
/s/ Amy Slee, Director of Eight Corporation Limited, Director of Cotterford Company Limited | 07/30/2019 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities are owned by Cotterford Company Limited ("Cotterford"). Eight Corporation Limited ("ECL") serves as the sole director of Cotterford, holds dispositive and voting control over the securities of the issuer owned by Cotterford, and may be deemed to have indirect beneficial ownership of the securities of the issuer held by Cotterford. ECL owns no securities of the issuer directly and disclaims beneficial ownership of such securities owned by Cotterford, except to the extent of its pecuniary interest therein. |
(2) | The securities are owned by Hever Investments Limited ("Hever"). ECL serves as the sole director of Hever, holds dispositive and voting control over the securities of the issuer owned by Hever, and may be deemed to have indirect beneficial ownership of the securities of the issuer held by Hever. ECL owns no securities of the issuer directly and disclaims beneficial ownership of such securities owned by Hever except to the extent of its pecuniary interest therein. |